-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WFhZHbKrc76HW4tmNx60V6Tjuq2pK9F1Xyj7TGA8dpSTtOSbJCXxYtDoGRbkBegK S+t3QG6Eue89bI0YyETx2A== 0001193125-10-030713.txt : 20100212 0001193125-10-030713.hdr.sgml : 20100212 20100212170032 ACCESSION NUMBER: 0001193125-10-030713 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kennelly Jerry M CENTRAL INDEX KEY: 0001366001 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 199 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Riverbed Technology, Inc. CENTRAL INDEX KEY: 0001357326 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 030448754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82443 FILM NUMBER: 10600634 BUSINESS ADDRESS: STREET 1: 199 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 247-8800 MAIL ADDRESS: STREET 1: 199 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 3 Schedule 13G Amendment No. 3

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3) (1)

 

 

    Riverbed Technology, Inc.     

(Name of Issuer)

 

 

    Common Stock, $0.0001 par value per share    

(Title of Class of Securities)

    768573 10 7    

(CUSIP Number)

    December 31, 2009    

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-l(b)

¨ Rule 13d-l(c)

x Rule 13d-l(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(1)

This Amendment No. 3 on Schedule 13G amends the Schedules 13G filed by the Reporting Person with the Securities and Exchange Commission on February 14, 2007, February 12, 2008 and February 10, 2009.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 


 

CUSIP No. 768573 10 7

 

  1.   

Names of Reporting Persons.

 

    Jerry M. Kennelly

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

    United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    830,090 (1)

   6.   

Shared Voting Power

 

    3,413,335 (2)

   7.   

Sole Dispositive Power

 

    830,090 (1)

   8.   

Shared Dispositive Power

 

    3,413,335 (2)

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    4,243,425 (1) (2)

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

    5.98% (1) (2) (3) (4)

12.

 

Type of Reporting Person (See Instructions)

 

    IN

 

 

(1)

Includes (i) 35,647 shares of Common Stock directly held by the Reporting Person and options to purchase 794,443 shares of Common Stock that are exercisable within 60-days of December 31, 2009.

(2)

Includes 3,413,335 shares of Common Stock held by Kennelly Partners L.P. The Reporting Person and his wife are the sole general partners of Kennelly Partners L.P. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by the partnership except to the extent of his pecuniary interest therein.

(3)

Assumes the exercise of all such Reporting Person’s options to purchase shares of Common Stock that are exercisable within 60-days of December 31, 2009.

(4)

Based on 70,128,514 of the Issuer’s Common Stock outstanding as of December 31, 2009 and assumes that 794,443 shares underlying the Common Stock options exercisable within 60-days of December 31, 2009 are deemed outstanding pursuant to SEC Rule 13d-3(d)(1)(i).

 

Page 2 of 5 pages


Item 1.

 

 

(a)

   Name of Issuer:      
     Riverbed Technology, Inc.      
 

(b)

   Address of Issuer’s Principal Executive Offices:      
    

199 Fremont Street

San Francisco, CA 94105

     

Item 2.

 

 

(a)

   Name of Person Filing:      
     Jerry M. Kennelly      
 

(b)

   Address of Principal Business Office or, if none, Residence:      
     c/o Riverbed Technology, Inc., 199 Fremont Street, San Francisco, CA 94105      
 

(c)

   Citizenship:      
     United States      
 

(d)

   Title of Class of Securities:      
     Common Stock, $0.0001 par value per share      
 

(e)

   CUSIP Number:      
     768573 10 7      

Item 3.       If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

  Not applicable.   

 

Page 3 of 5 pages


Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

Jerry M. Kennelly

 

(a)    Amount beneficially owned: 4,243,425, which includes (i) options to purchase 794,443 shares of Common Stock that are exercisable within 60-days of December 31, 2009, (ii) 35,647 shares of Common Stock directly held by the Reporting Person and (iii) 3,413,335 shares of Common Stock held by Kennelly Partners L.P. The Reporting Person and his wife are the sole general partners of Kennelly Partners L.P. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by the partnership except to the extent of his pecuniary interest therein.
(b)    Percent of class:    5.98%(1)(2)(3)(4)
(c)    Number of shares as to which the person has:   
   (i) Sole power to vote or to direct the vote    830,090(1)
   (ii) Shared power to vote or to direct the vote    3,413,335(2)
   (iii) Sole power to dispose or to direct the disposition of    830,090(1)
   (iv) Shared power to dispose or to direct the disposition of    3,413,335(2)

 

 

(1)

Includes (i) 35,647 shares of Common Stock directly held by the Reporting Person and (ii) options to purchase 794,443 shares of Common Stock that are exercisable within 60-days of December 31, 2009.

(2)

Includes (i) 3,413,335 shares of Common Stock held by the Kennelly Partners LP. The Reporting Person and his wife are the sole general partners of Kennelly Partners L.P. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by the partnership except to the extent of his pecuniary interest therein.

(3)

Assumes the exercise of all such Reporting Person’s options to purchase shares of Common Stock that are exercisable within 60-days of December 31, 2009.

(4)

Based on 70,128,514 of the Issuer’s Common Stock outstanding as of December 31, 2009 and assumes that 794,443 shares underlying the Common Stock options exercisable within 60-days of December 31, 2009 are deemed outstanding pursuant to SEC Rule 13d-3(d)(1)(i).

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

Not applicable.

 

Page 4 of 5 pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 10, 2010

Date

/s/    JERRY M. KENNELLY        

Jerry M. Kennelly

 

Page 5 of 5 pages

-----END PRIVACY-ENHANCED MESSAGE-----